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NSPE Code of Ethics for Engineers
Preamble
Engineering is an important and learned profession. As members of this
profession, engineers are expected to exhibit the highest standards of
honesty and integrity. Engineering has a direct and vital impact on the
quality of life for all people. Accordingly, the services provided by
engineers require honesty, impartiality, fairness, and equity, and must be
dedicated to the protection of the public health, safety, and welfare.
Engineers must perform under a standard of professional behavior that
requires adherence to the highest principles of ethical conduct.
I. Fundamental Canons
Engineers, in the fulfillment of their professional
duties, shall:
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Hold paramount the safety, health, and welfare of the
public.
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Perform services only in areas of their competence.
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Issue public statements only in an objective and
truthful manner.
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Act for each employer or client as faithful agents or
trustees.
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Avoid deceptive acts.
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Conduct themselves honorably, responsibly, ethically,
and lawfully so as to enhance the honor, reputation, and usefulness of the
profession.
II. Rules of Practice
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Engineers shall hold paramount the safety, health, and
welfare of the public.
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If engineers’ judgment is overruled under
circumstances that endanger life or property, they shall notify their
employer or client and such other authority as may be appropriate.
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Engineers shall approve only those engineering
documents that are in conformity with applicable standards.
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Engineers shall not reveal facts, data, or
information without the prior consent of the client or employer except
as authorized or required by law or this Code.
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Engineers shall not permit the use of their name or
associate in business ventures with any person or firm that they believe
is engaged in fraudulent or dishonest enterprise.
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Engineers shall not aid or abet the unlawful practice
of engineering by a person or firm.
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Engineers having knowledge of any alleged violation
of this Code shall report thereon to appropriate professional bodies
and, when relevant, also to public authorities, and cooperate with the
proper authorities in furnishing such information or assistance as may
be required.
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Engineers shall perform services only in the areas of
their competence.
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Engineers shall undertake assignments only when
qualified by education or experience in the specific technical fields
involved.
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Engineers shall not affix their signatures to any
plans or documents dealing with subject matter in which they lack
competence, nor to any plan or document not prepared under their
direction and control.
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Engineers may accept assignments and assume
responsibility for coordination of an entire project and sign and seal
the engineering documents for the entire project, provided that each
technical segment is signed and sealed only by the qualified engineers
who prepared the segment.
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Engineers shall issue public statements only in an
objective and truthful manner.
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Engineers shall be objective and truthful in
professional reports, statements, or testimony. They shall include all
relevant and pertinent information in such reports, statements, or
testimony, which should bear the date indicating when it was current.
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Engineers may express publicly technical opinions
that are founded upon knowledge of the facts and competence in the
subject matter.
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Engineers shall issue no statements, criticisms, or
arguments on technical matters that are inspired or paid for by
interested parties, unless they have prefaced their comments by
explicitly identifying the interested parties on whose behalf they are
speaking, and by revealing the existence of any interest the engineers
may have in the matters.
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Engineers shall act for each employer or client as
faithful agents or trustees.
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Engineers shall disclose all known or potential
conflicts of interest that could influence or appear to influence their
judgment or the quality of their services.
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Engineers shall not accept compensation, financial or
otherwise, from more than one party for services on the same project, or
for services pertaining to the same project, unless the circumstances
are fully disclosed and agreed to by all interested parties.
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Engineers shall not solicit or accept financial or
other valuable consideration, directly or indirectly, from outside
agents in connection with the work for which they are responsible.
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Engineers in public service as members, advisors, or
employees of a governmental or quasi-governmental body or department
shall not participate in decisions with respect to services solicited or
provided by them or their organizations in private or public engineering
practice.
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Engineers shall not solicit or accept a contract from
a governmental body on which a principal or officer of their
organization serves as a member.
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Engineers shall avoid deceptive acts.
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Engineers shall not falsify their qualifications or
permit misrepresentation of their or their associates’ qualifications.
They shall not misrepresent or exaggerate their responsibility in or for
the subject matter of prior assignments. Brochures or other
presentations incident to the solicitation of employment shall not
misrepresent pertinent facts concerning employers, employees,
associates, joint venturers, or past accomplishments.
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Engineers shall not offer, give, solicit, or receive,
either directly or indirectly, any contribution to influence the award
of a contract by public authority, or which may be reasonably construed
by the public as having the effect or intent of influencing the awarding
of a contract. They shall not offer any gift or other valuable
consideration in order to secure work. They shall not pay a commission,
percentage, or brokerage fee in order to secure work, except to a bona
fide employee or bona fide established commercial or marketing agencies
retained by them.
III. Professional Obligations
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Engineers shall be guided in all their relations by the
highest standards of honesty and integrity.
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Engineers shall acknowledge their errors and shall
not distort or alter the facts.
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Engineers shall advise their clients or employers
when they believe a project will not be successful.
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Engineers shall not accept outside employment to the
detriment of their regular work or interest. Before accepting any
outside engineering employment, they will notify their employers.
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Engineers shall not attempt to attract an engineer
from another employer by false or misleading pretenses.
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Engineers shall not promote their own interest at the
expense of the dignity and integrity of the profession.
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Engineers shall at all times strive to serve the public
interest.
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Engineers shall seek opportunities to participate in
civic affairs; career guidance for youths; and work for the advancement
of the safety, health, and well-being of their community.
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Engineers shall not complete, sign, or seal plans
and/or specifications that are not in conformity with applicable
engineering standards. If the client or employer insists on such
unprofessional conduct, they shall notify the proper authorities and
withdraw from further service on the project.
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Engineers shall endeavor to extend public knowledge
and appreciation of engineering and its achievements.
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Engineers shall strive to adhere to the principles of
sustainable development1 in order to protect the environment
for future generations.
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Engineers shall avoid all conduct or practice that
deceives the public.
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Engineers shall avoid the use of statements
containing a material misrepresentation of fact or omitting a material
fact.
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Consistent with the foregoing, engineers may
advertise for recruitment of personnel.
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Consistent with the foregoing, engineers may prepare
articles for the lay or technical press, but such articles shall not
imply credit to the author for work performed by others.
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Engineers shall not disclose, without consent,
confidential information concerning the business affairs or technical
processes of any present or former client or employer, or public body on
which they serve.
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Engineers shall not, without the consent of all
interested parties, promote or arrange for new employment or practice in
connection with a specific project for which the engineer has gained
particular and specialized knowledge.
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Engineers shall not, without the consent of all
interested parties, participate in or represent an adversary interest in
connection with a specific project or proceeding in which the engineer
has gained particular specialized knowledge on behalf of a former client
or employer.
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Engineers shall not be influenced in their professional
duties by conflicting interests.
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Engineers shall not accept financial or other
considerations, including free engineering designs, from material or
equipment suppliers for specifying their product.
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Engineers shall not accept commissions or allowances,
directly or indirectly, from contractors or other parties dealing with
clients or employers of the engineer in connection with work for which
the engineer is responsible.
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Engineers shall not attempt to obtain employment or
advancement or professional engagements by untruthfully criticizing other
engineers, or by other improper or questionable methods.
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Engineers shall not request, propose, or accept a
commission on a contingent basis under circumstances in which their
judgment may be compromised.
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Engineers in salaried positions shall accept
part-time engineering work only to the extent consistent with policies
of the employer and in accordance with ethical considerations.
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Engineers shall not, without consent, use equipment,
supplies, laboratory, or office facilities of an employer to carry on
outside private practice.
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Engineers shall not attempt to injure, maliciously or
falsely, directly or indirectly, the professional reputation, prospects,
practice, or employment of other engineers. Engineers who believe others
are guilty of unethical or illegal practice shall present such information
to the proper authority for action.
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Engineers in private practice shall not review the
work of another engineer for the same client, except with the knowledge
of such engineer, or unless the connection of such engineer with the
work has been terminated.
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Engineers in governmental, industrial, or educational
employ are entitled to review and evaluate the work of other engineers
when so required by their employment duties.
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Engineers in sales or industrial employ are entitled
to make engineering comparisons of represented products with products of
other suppliers.
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Engineers shall accept personal responsibility for
their professional activities, provided, however, that engineers may seek
indemnification for services arising out of their practice for other than
gross negligence, where the engineer’s interests cannot otherwise be
protected.
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Engineers shall conform with state registration laws
in the practice of engineering.
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Engineers shall not use association with a
nonengineer, a corporation, or partnership as a “cloak” for unethical
acts.
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Engineers shall give credit for engineering work to
those to whom credit is due, and will recognize the proprietary interests
of others.
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Engineers shall, whenever possible, name the person
or persons who may be individually responsible for designs, inventions,
writings, or other accomplishments.
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Engineers using designs supplied by a client
recognize that the designs remain the property of the client and may not
be duplicated by the engineer for others without express permission.
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Engineers, before undertaking work for others in
connection with which the engineer may make improvements, plans,
designs, inventions, or other records that may justify copyrights or
patents, should enter into a positive agreement regarding ownership.
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Engineers’ designs, data, records, and notes
referring exclusively to an employer’s work are the employer’s property.
The employer should indemnify the engineer for use of the information
for any purpose other than the original purpose.
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Engineers shall continue their professional
development throughout their careers and should keep current in their
specialty fields by engaging in professional practice, participating in
continuing education courses, reading in the technical literature, and
attending professional meetings and seminars.
Footnote 1 “Sustainable development” is the challenge of
meeting human needs for natural resources, industrial products, energy,
food, transportation, shelter, and effective waste management while
conserving and protecting environmental quality and the natural resource
base essential for future development.
—As Revised January 2006
“By order of the United States District Court for the
District of Columbia, former Section 11(c) of the NSPE Code of Ethics
prohibiting competitive bidding, and all policy statements, opinions,
rulings or other guidelines interpreting its scope, have been rescinded as
unlawfully interfering with the legal right of engineers, protected under
the antitrust laws, to provide price information to prospective clients;
accordingly, nothing contained in the NSPE Code of Ethics, policy
statements, opinions, rulings or other guidelines prohibits the submission
of price quotations or competitive bids for engineering services at any time
or in any amount.”
Statement by NSPE Executive Committee
In order to correct misunderstandings which have been
indicated in some instances since the issuance of the Supreme Court decision
and the entry of the Final Judgment, it is noted that in its decision of
April 25, 1978, the Supreme Court of the United States declared: “The
Sherman Act does not require competitive bidding.”
It is further noted that as made clear in the Supreme
Court decision:
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Engineers and firms may individually refuse to bid for
engineering services.
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Clients are not required to seek bids for engineering
services.
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Federal, state, and local laws governing procedures to
procure engineering services are not affected, and remain in full force
and effect.
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State societies and local chapters are free to actively
and aggressively seek legislation for professional selection and
negotiation procedures by public agencies.
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State registration board rules of professional conduct,
including rules prohibiting competitive bidding for engineering services,
are not affected and remain in full force and effect. State registration
boards with authority to adopt rules of professional conduct may adopt
rules governing procedures to obtain engineering services.
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As noted by the Supreme Court, “nothing in the judgment
prevents NSPE and its members from attempting to influence governmental
action . . .”
NOTE: In regard to the question of application of the
Code to corporations vis-à-vis real persons, business form or type should
not negate nor influence conformance of individuals to the Code. The Code
deals with professional services, which services must be performed by real
persons. Real persons in turn establish and implement policies within
business structures. The Code is clearly written to apply to the Engineer,
and it is incumbent on members of NSPE to endeavor to live up to its
provisions. This applies to all pertinent sections of the Code.
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